REGULATORY COMPLIANCE
CONSULTING & ADVISORY

Our experienced regulatory compliance team has extensive knowledge and understanding of the regulatory requirements as well as best industry practices to guide you in your compliance and risk management function.

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Our services include:

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•  Tailoring and review of compliance manuals and risk framework

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•  Provision of high-quality compliance templates for clients' reference

 

•  Ongoing on-site and off-site compliance support

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•  Drafting, reviewing and handling of regulatory correspondence and filings

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•  Reviewing investors files and due diligence documentation

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•  Regular compliance updates and reports, including assessment of impact

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•  Compliance calendaring

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•  Assist with MAS visits and inspections

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•  Bespoke compliance solutions according to your company's business, scale    and other needs

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